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B And W Negative Scanning
A Step By Step, Easy Way To Quality Images
David B. Brooks, September, 2002

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Scanner software driver pre-scan
tools have come a long way in the last few years, but scanning black and
white silver-based film negatives has remained a neglected stepchild.
This is not to say some scanners don't work OK with some black and white
negative films. But if you want optimum quality with all kinds of
subjects and a wide range of negative characteristics, there is a better
way. That way takes into account what the scanner and its software can
and cannot do and how a black and white negative is very different from
what a film scanner is primarily designed to scan: a slide or
transparency.
Density Range & Gamut
Besides the obvious difference that a slide or transparency is color and
requires three channels of information (RGB), there is another more
functionally significant difference that may not be so obvious. A
typical slide, to a film scanner, has an ideal density range of
approximately 3.3, which is close to a scanner's dynamic range. A black
and white negative typically has a density range that is between 1/2 and
1/3 of the density range of a slide. In other words, when a black and
white film negative is scanned the information from the image fills only
a small part of the gamut (space) provided. Two operations must then be
performed by the scanner to produce an output file of image information:
1) the information must be stretched or expanded to fill the gamut, and
2) the image must be inverted from a negative to a positive picture.
Ideally this scanner conversion
process should be dynamic and flexible and be able to adapt to the
variations in densities, internal contrast, and characteristic curve
attributes of a wide range of different film negatives. Unfortunately,
the process is a single-step compromise, and that is what causes us to
suggest a different approach by "doing it yourself." What I am
suggesting is that you set the scanner to output the raw data directly
from the CCD as if it were a positive image. You also should use the
full bit depth of the sensor. After this you can adjust that information
manually in Adobe Photoshop to optimize the gamut and invert the image
from a negative, in "gentle stages," to a positive. After doing hundreds
of black and white scans I've learned that following this course yields
a much more ideal and better quality final black and white (gray scale)
image file that precisely reflects the unique attributes of the image.
It also takes into consideration the way it was captured and how the
film was processed.
The step by step black and white
negative scanning technique I'll detail can be done with most
contemporary film scanners and many flat-beds with a film scanning
capability. This method works with units that support full-bit output of
raw scan data (gray scale 10 bit, 12 bit, or 16-bit output). The
software application required is a full-featured image editor that
supports editing in high-bit Mode, including Photoshop 5.0 through 6.0,
Corel PHOTO-PAINT, Micrografx Picture Publisher, Picture Window, and
others. I will detail the procedure using Photoshop 6.0 (Photoshop
Elements does not support high-bit Mode, nor does Adobe PhotoDeluxe).
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Step By Step B&W Film Scanning
And Processing
1) Set up your scanner to acquire a scan into the image-editing
application (Photoshop) you are using. In the scanner's software
interface set the output type as positive, and gray scale at the full
bit depth of the scanner, with the destination being the application in
which you are working (Photoshop). You should also set the output
resolution and size, depending on your scanner's capabilities. I usually
scan to the print image size and resolution that is the maximum I'll use
(e.g., 12x16" x300dpi). Frame the negative image in the preview to be
sure the cropping does not include anything outside of the image area.
Finally, before clicking on the Scan button, be sure no scan adjustments
have been applied (for instance, automatic scan adjustment with Epson
TWAIN Pro is turned off by clicking on the "Reset" button in the Adjust
toolbox so it is grayed out). Other scanners and software may be
different, so you may want to refer to the Help information or the
scanner's user guide for specifics. You should now be set to click Scan.
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2) When the scanned image is
opened in your image-editing application, it will appear as a fairly
dark negative image of your subject, much like the negative appears to
the eye. The first step to adjust the image is made with
Image/Adjust/Levels in Photoshop (or the equivalent gamut, histogram
adjustment in your application). This step's objective is to partially
adjust the image data to fill more, but not all of the gamut or space
available. Move the highlight indicator (triangle slider) in (left) to
the first histogram indication of image information. Be watchful of the
image as you move the histogram indicator slider so that no detail is
lost in the lightest areas (shadows). Finally, if the darkest areas
(highlights) are solid black, move the center (mid tone) indicator
(triangle slider) also left, in the same direction as the highlight
slider was moved, until you can see detail or tone in the darkest parts
of the image. Make sure that no detail is lost in the lightest or shadow
portions of the image. Now click OK. |
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3) It's now time to change the
negative image you have on screen to a positive. In Photoshop go to
Image/Adjust/Invert. Usually the inversion will result in a light, low
contrast image on screen, but with visible detail in both shadows and
highlights.
4) With a positive image now on
screen, again go to Image/Adjust/Levels, and the histogram should fill
somewhat more of the space (gamut), and there should be some space with
no indication of any image data on both the shadow and highlight side of
the histogram. Next, move the shadow side histogram indicator (triangle
slider) to the right to the point where the graph information begins to
climb vertically. Then go to the highlight, right side, and move that
indicator (triangle slider) left to where the graph climbs vertically
indicating where image information begins. Now take a close look to see
if there is sufficient detail in both highlights and shadows. If not,
back the indicator (triangle slider) off, away from the graph a short
distance until you see the desired amount of detail. Finally, if the
image is too dark or too light in the mid tones, move the center
indicator (triangle slider) left or right until you see that the
mid-tone values in the on-screen image are at a desirable level, that
is, that the image is neither too light nor too dark. |
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If the negative was normally
exposed and developed you should have an image on screen close to an
ideal adjustment. If your final goal is an image file for printing, you
may want to take this opportunity to make a small print to evaluate what
you see on screen relative to print output. If either the print test or
the on-screen image is not close to your goal, in Photoshop and most
image editors, you can open the History Palette, or go back to
successive redos step by step and then re-adjust the steps. For
instance, if the inversion resulted in an extremely light on-screen
image, you might want to move the mid-tone Levels adjustment further
left to make the negative image lighter before inverting. Conversely, if
the inversion resulted in a too-dark image with no shadow detail, move
both the highlight and mid-tone sliders (triangle sliders) a little to
the right, making the negative look darker.
5) At this step of the process you
may have an image adjustment that cannot be improved any further, so
skip this instruction and go on to Step 8. However if your image is too
contrasty and there isn't as much detail in shadows or highlights as you
would like, you can both lighten the shadows and darken the highlights
in one step. Open Image/Adjust/Curves (Photoshop). If you have used
Curves with RGB color images you should notice the graph value direction
is the opposite for gray scale images in the Curves graph dialog, with
highlights and shadows in opposite corners. To lower contrast anchor the
graph line in the center by clicking on it, and click on the diagonal
curve line 1/8 down from the top (black) and 1/8 up from the bottom
(white). Move the highlight anchor point vertically up and the shadow
anchor point down very slightly to create a gentle, inverted "S" curve.
Check the shadows and highlights. As you move each anchor point, reduce
contrast just enough to make detail visible in the highlights and
shadows. (The roof of the mill was too light and there was no detail in
the stone bridge to the right of the picture before applying the curve
you see illustrated.) Click OK when the adjustment is complete.
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6) If your image on screen, after
adjusting Levels, looks flat or there isn't sufficient contrast between
some local tone areas, as was the case between the gulls on the pier and
the water behind them, again open Image/Adjust/ Curves. Set anchor
points by clicking on the diagonal graph line at the center and at 1/8
in from top and bottom. However, to create greater contrast between the
light tones, move the lower, highlight anchor point down first. Then
move the center, mid-tone anchor point straight up. Finally, so no
shadow detail is lost, adjust the position of the top (shadow) anchor
point to make a straight line from the top of the graph curve to the
corner. Now you have changed the contrast in the light tones by making
the incline of the lower part of the curve very steep and the upper
portion of the curve now flatter, closer to horizontal, producing lower
contrast. |
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7) Occasionally, after Levels are
adjusted to provide ideal overall tone distribution, one area or band of
tone within an image may be either too light or too dark. In this image
the grass behind the Aspen trees in the foreground was too light to be
offset against the tree trunks. Again, open Image/Adjust/Curves in
Photoshop, then click on the particular tone you want to make lighter or
darker. A temporary marker will appear on the Curves diagonal graph line
indicating the point position where that tone is represented. As long as
you hold the mouse button down the marker remains, so remember the
location, and let up on the mouse and move the cursor to that spot
remembered on the graph line and click to set an anchor point. Then set
anchor points on each side of the selected tone's anchor point. Move the
cursor to the selected tone's anchor point and move it up or down at
right angles to the graph line and your selected tone in the image on
screen will get lighter or darker. In this instance, moving the anchor
point up just a shade darkened the meadow grass making the Aspen tree
trunks stand out more dramatically. |
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8) In general, scanner drivers do
not support sharpening images as part of the scanning when the output is
set at the scanner's maximum bit depth. So, once you have adjusted the
tone values in your image editor (Photoshop) you will want to add
sharpening. With Photoshop 6.0 you can use the Filter/Sharpen/Unsharp
Mask filter even when the image is in high-bit Mode. (Other
image-editing applications usually do not support applying a sharpening
filter to an image that is in high-bit Mode, so wait until after Step 9
to add sharpening.) When you click on the Unsharp Mask menu item, a
dialog box appears providing a zoom thumbnail preview window. Just click
the cursor on a part of the image that is at the plane of sharp focus
and contains detail that should look sharp. With that sample now in the
preview window, you can adjust the three values to sharpen the image
ideally. |
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New users tend to sharpen images
too much based on screen appearance, so go lightly. The Amount control
value is how strong the sharpening effect is when applied. The Radius is
the size of the highlight/shadow offset of the "mask" and should be set
relative to the total image size in pixels. In other words, the Radius
should be smaller with a smaller image and possibly larger with a large,
high-resolution image. The Threshold value shuts off sharpening on the
basis of the difference between tone values between associated pixels at
the distance set by the Radius. Practically, Threshold allows you to
keep any sharpening from enhancing the grain in the smooth tones of a
sky area, for instance, so use the slider while observing an area of
light, smooth tone in the dialog's preview window. |
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Essentially the only way to know
how much sharpening to apply is to experiment using perceptual judgment
first and then make a test print for a final decision. Because the
screen image is dithered at anything less than 100 percent magnification
it does not provide a good basis for judgment. What looks like very
modest sharpening on screen may be sufficient to produce a sharp print.
9) The last step before saving the file is to reduce the bit depth from
(10 bit to 16 bit) to 8-bit gray scale. Go to Image/ Mode/8
Bits/Channel, clicking on the 8-Bits menu item to reduce the bit depth.
Once this is done you can click on File/ Save As, name and store your
finished black and white scan, preferably as a TIFF image file. It's now
ready to use once you've spotted and retouched the image to remove any
dirt or blemishes.
The advantage of this manual
method of adjusting a high-bit gray scale positive image of a black and
white film scan is that at each step you can make the adjustment in
respect of the unique characteristics of the subject and the way it was
recorded on film. By separating the process into three stages each
change is less steep than if it were just one single, standard process.
This assures smoother tone gradations and the opportunity to assure that
image detail is preserved at each stage. The saving grace is that you
can go back to earlier steps in the processing if you don't get an ideal
result at first and modify the adjustments until it is right. This
presumes that you are working with an image-editing application that
supports multiple levels of redo, or the History Palette in Photoshop.
The final advantage is that as you use this method, just like working in
a wet darkroom printing with an enlarger, accumulated experience
sharpens your perceptual judgment and the results get better and better
each time you do it.
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